Filing Details

Accession Number:
0001415889-21-005589
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-30 16:57:11
Reporting Period:
2021-11-29
Accepted Time:
2021-11-30 16:57:11
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1327607 First Western Financial Inc MYFW State Commercial Banks (6022) 371442266
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1745088 C. Joseph Zimlich 1900 16Th Street, Suite 1200
Denver CO 80202
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-29 4,078 $25.00 36,987 No 4 M Direct
Common Stock Disposition 2021-11-29 3,391 $30.09 33,596 No 4 S Direct
Common Stock Acquisiton 2021-11-30 9 $25.00 33,605 No 4 M Direct
Common Stock Disposition 2021-11-30 8 $30.91 33,597 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option Right to Buy Disposition 2021-11-29 4,078 $0.00 4,078 $25.00
Common Stock Stock Option Right to Buy Disposition 2021-11-30 9 $0.00 9 $25.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
9 2022-01-17 No 4 M Direct
0 2022-01-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 90,146 Indirect By Bohemian Investments, LLC
Common Stock 108,597 Indirect By BOCO Investments, LLC
Footnotes
  1. The reporting person serves as Managing Member of the sole member of Bohemian Investments, LLC, and has voting and dispositive power over the shares held by Bohemian Investments, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended (the
  2. The reporting person serves as President of the Managing Member of BOCO Investments, LLC and has voting and dispositive power over the shares held by BOCO Investments, LLC. The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of all of the reported securities for purposes of Section 16 of the Exchange Act, or for any other purpose.
  3. The stock options were granted on January 17, 2012. 20% of the options vested immediately and the remainder vested 20% annually for four years.