Filing Details

Accession Number:
0001500217-21-000153
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-30 16:25:59
Reporting Period:
2021-11-26
Accepted Time:
2021-11-30 16:25:59
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1500217 American Assets Trust Inc. AAT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1221359 S Ernest Rady 3420 Carmel Mountain Road
Suite 100
San Diego CA 92121
Chairman & Ceo Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.01 Acquisiton 2021-11-26 10,000 $35.61 6,405,472 No 4 P Indirect By ERT
Common Stock, Par Value $0.01 Acquisiton 2021-11-29 600 $34.99 6,406,072 No 4 P Indirect By ERT
Common Stock, Par Value $0.01 Acquisiton 2021-11-30 3,636 $34.44 6,409,708 No 4 P Indirect By ERT
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect By ERT
No 4 P Indirect By ERT
No 4 P Indirect By ERT
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.01 1,891,496 Indirect By AAI
Common Stock, Par Value $0.01 1,265,336 Indirect By ICW
Common Stock, Par Value $0.01 719,341 Indirect By RF
Common Stock, Par Value $0.01 200,000 Indirect By EIC
Common Stock, Par Value $0.01 92,495 Indirect By ESRT
Common Stock, Par Value $0.01 253,374 Direct
Footnotes
  1. Represents shares held by Ernest Rady Trust U/D/T March 10, 1983 ("ERT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  2. Represents shares held by American Assets, Inc. ("AAI"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  3. Represents shares held by Insurance Company of the West ("ICW"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  4. Represents shares held by Rady Foundation ("RF"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  5. Represents shares held by Explorer Insurance Company ("EIC"), which is directly controlled by the Reporting Person. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  6. Represents shares held by Evelyn Shirley Rady Trust U/D/T March 10, 1983 ("ESRT"), for which the Reporting Person is the trustee. The Reporting Person disclaims beneficial ownership of such shares, except to the extent of his pecuniary interest therein.
  7. Amount includes (a) 66,680 shares held by Ernest Rady IRA and (b) 186,694 shares of restricted common stock issued pursuant to the American Assets Trust, Inc. and American Assets Trust, L.P. Amended and Restated 2011 Equity Incentive Award Plan.