Filing Details

Accession Number:
0001421517-21-000147
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-29 18:24:49
Reporting Period:
2021-11-24
Accepted Time:
2021-11-29 18:24:49
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1421517 Energy Recovery Inc. ERII Special Industry Machinery, Nec (3559) 010616867
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1580690 Sherif Foda C/O Energy Recovery, Inc.
1717 Doolittle Drive
San Leandro CA 94577
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-24 7,818 $9.98 12,630 No 4 M Direct
Common Stock Acquisiton 2021-11-24 12,182 $7.64 24,812 No 4 M Direct
Common Stock Disposition 2021-11-24 20,000 $22.46 4,812 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-11-24 7,818 $9.98 7,818 $9.98
Common Stock Stock Option (Right to Buy) Disposition 2021-11-24 12,182 $7.64 12,182 $7.64
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2029-06-13 No 4 M Direct
6,487 2030-07-16 No 4 M Direct
Footnotes
  1. This figure is the weighted average sales price of multiple trades ranging from $22.30 to $22.53 per share. The Reporting Person undertakes to provide the SEC Staff, Energy Recovery, Inc. or a shareholder of Energy Recovery, Inc. full information about the number of shares sold at each separate price upon request.
  2. These stock options were granted on June 13, 2019 and were fully vested and exercisable on the 2020 Annual Meeting date.
  3. These stock options were granted on July 16, 2020 and were fully vested and exercisable on the 2021 Annual Meeting date.