Filing Details

Accession Number:
0001179110-21-010413
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-26 11:11:39
Reporting Period:
2021-11-26
Accepted Time:
2021-11-26 11:11:39
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1864208 Guggenheim Active Allocation Fund GUG () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1608884 Angela Brock-Kyle 227 West Monroe Street
Chicago IL 60606
Yes No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-26 999 $20.01 999 No 4 P Direct
Common Stock Acquisiton 2021-11-26 1 $20.01 1,000 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
No 4 P Direct