Filing Details

Accession Number:
0001415889-21-005509
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-24 16:37:08
Reporting Period:
2021-11-22
Accepted Time:
2021-11-24 16:37:08
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
31462 Ecolab Inc. ECL Soap, Detergents, Cleang Preparations, Perfumes, Cosmetics (2840) 410231510
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1540754 P Timothy Mulhere 1 Ecolab Place
St. Paul MN 55102
Evp & Pres - Global Inst No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-22 17,913 $117.73 36,880 No 4 M Direct
Common Stock Disposition 2021-11-22 12,144 $237.12 24,736 No 4 S Direct
Common Stock Disposition 2021-11-22 5,269 $238.18 19,467 No 4 S Direct
Common Stock Disposition 2021-11-22 500 $238.77 18,967 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (Right to Buy) Disposition 2021-11-22 17,913 $0.00 17,913 $117.73
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2017-12-07 2026-12-07 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,929 Indirect By Ecolab Savings Plan
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $236.750 to $237.730, inclusive. The reporting person undertakes to provide to Ecolab Inc., any security holder of Ecolab Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $237.750 to $238.72, inclusive. The reporting person undertakes to provide to Ecolab Inc., any security holder of Ecolab Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $238.750 to $238.800, inclusive. The reporting person undertakes to provide to Ecolab Inc., any security holder of Ecolab Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. Number of UNITS in the Ecolab Stock Fund of the Ecolab Savings Plan (401(k) Plan) as of October 31, 2021. (The 1,929.463 UNITS are the equivalent of approximately 3,535 SHARES of the issuer's Common Stock.)
  5. Option granted under the Ecolab Inc. 2010 Stock Incentive Plan. The option became exercisable, on a cumulative basis, as to one-third of the option shares (excluding any fractional portion less than one share), on each of the first and second anniversaries of the date of grant and as to the remaining option shares on the third anniversary of the date of grant. The date listed in the "Date Exercisable" column represents the first anniversary of the date of grant.