Filing Details

Accession Number:
0000899243-21-046060
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-24 16:30:31
Reporting Period:
2021-11-22
Accepted Time:
2021-11-24 16:30:31
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1527166 Carlyle Group Inc. CG Investment Advice (6282) 452832612
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1543846 A. Daniel D'aniello 1001 Pennsylvania Avenue, Nw
Washington DC 20004
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-11-22 1,498,600 $58.05 32,488,502 No 4 S Direct
Common Stock Disposition 2021-11-22 1,400 $59.10 32,487,102 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 495,542 Indirect See Footnote
Common Stock 17,000 Indirect See Footnote
Footnotes
  1. Due to administrative error, the shares reported as directly held by the reporting person on his last Form 4, filed on August 27, 2021, inadvertently included 512,542 shares that were held indirectly and resulted in over-reporting the shares held directly by such amount. This Form 4 reflects the corrected total beneficial ownership for the reporting person.
  2. The price reported in column 4 is a weighted average price. These shares of common stock were sold in multiple transactions at prices ranging from $59.05 to $59.28, inclusive. The reporting person undertakes to provide to The Carlyle Group Inc., any security holder of The Carlyle Group Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock sold at each separate price within the range set forth in this footnote.
  3. Such securities are held in a trust for the benefit of the reporting person's family. The reporting person is the special purpose trustee of the trust and has sole investment power over the securities.
  4. Such securities are held by Carlyle Group Management L.L.C. The reporting person retains sole investment power over the securities.