Home > Insider Trading > Filing (0001567619-21-021122)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1356090	Precigen Inc.	PGEN	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1091823	J Randal Kirk	C/O Third Security, Llc 1881 Grove Avenue Radford VA 24141		Yes	No	Yes	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2021-11-19	307,661	$3.75	307,661	No	4	P	Indirect	by Parkview 2020
Common Stock	Acquisiton	2021-11-22	161,904	$3.59	469,565	No	4	P	Indirect	by Parkview 2020
Common Stock	Acquisiton	2021-11-22	43,900	$3.60	513,465	No	4	P	Indirect	by Parkview 2020
Common Stock	Acquisiton	2021-11-22	200	$3.52	513,665	No	4	P	Indirect	by Parkview 2020
Common Stock	Acquisiton	2021-11-23	486,335	$3.58	1,000,000	No	4	P	Indirect	by Parkview 2020

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Indirect	by Parkview 2020
No	4	P	Indirect	by Parkview 2020
No	4	P	Indirect	by Parkview 2020
No	4	P	Indirect	by Parkview 2020
No	4	P	Indirect	by Parkview 2020

Reported Non-Derivative Holdings

Sec. Name	Remaning Holdings	Nature of Ownership	Explanation
Common Stock	18,738,124	Indirect	by R.J. Kirk DOT
Common Stock	479,857	Indirect	by JPK 2008
Common Stock	3,597,953	Indirect	by JPK 2009
Common Stock	1,612,186	Indirect	by JPK 2012
Common Stock	447,405	Indirect	by Kellie L. Banks LTT
Common Stock	478,894	Indirect	by MGK 2008
Common Stock	3,838,992	Indirect	by MGK 2009
Common Stock	1,594,863	Indirect	by MGK 2011
Common Stock	567,535	Indirect	by ZSK 2008
Common Stock	342,685	Indirect	by ZSK 2009
Common Stock	213,805	Indirect	by ADC 2010
Common Stock	1,144,481	Indirect	by Spouse
Common Stock	13,520,789	Indirect	by Kapital Joe
Common Stock	1,403	Indirect	by Lotus
Common Stock	16,406,828	Indirect	by Sunset 2020

Footnotes

Randal J. Kirk controls each of Parkview 2020 Limited Partnership ("Parkview 2020"), R.J. Kirk Declaration of Trust ("R.J. Kirk DOT"), JPK 2008 LLC ("JPK 2008"), JPK 2009 LLC ("JPK 2009"), JPK 2012 LLC ("JPK 2012"), Kellie L. Banks (2009) Long Term Trust ("Kellie L. Banks LTT"), MGK 2008 LLC ("MGK 2008"), MGK 2009 LLC ("MGK 2009"), MGK 2011 ("MGK 2011"), ZSK 2008 LLC ("ZSK 2008"), ZSK 2009 LLC ("ZSK 2009"), ADC 2010, LLC ("ADC 2010"), Kapital Joe, LLC ("Kapital Joe"), Lotus Capital (2000) Company, Inc. ("Lotus"), and Sunset 2020 LLC ("Sunset 2020"). Shares held by these entities may be deemed to be beneficially owned (as defined under Rule 13d-3 promulgated under the Securities Exchange Act of 1934, as amended) by Mr. Kirk. Mr. Kirk disclaims beneficial ownership of such shares, except to the extent of any pecuniary interest therein.
The indicated number of shares reflects internal transfers among certain affiliated entities that own issuer common stock.
Due to row limitations, this filing is comprised of two (2) Forms 4. Additional details are reported on a separate Form 4 filed with the SEC on November 23, 2021.