Filing Details

Accession Number:
0001562180-21-007241
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-23 18:59:02
Reporting Period:
2021-11-19
Accepted Time:
2021-11-23 18:59:02
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
920427 Unity Bancorp Inc UNTY State Commercial Banks (6022) 223282551
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1248813 S Mark Brody C/O Unity Bank
64 Old Highway 22
Clinton NJ 08809
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-11-19 356 $27.10 72,251 No 4 S Direct
Common Stock Disposition 2021-11-22 1,107 $26.82 71,144 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 40,102 Indirect Financial Planning Analysts
Common Stock 255,465 Indirect Financial Planning Analysts Dispositive Shares
Restricted Stock 1,675 Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Options (Right to buy) $0.00 0 22,800 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
0 22,800 Direct
Footnotes
  1. This transaction was executed in multiple trades at prices ranging from $27.07 USD to $27.25 USD, the price reported above reflects the weighted average sale price.
  2. This transaction was executed in multiple trades at prices ranging from $26.78 USD to $26.885 USD, the price reported above reflects the weighted average sale price.
  3. A total of 71,144 shares are beneficially owned by Dr. Brody; 33,592 are held jointly with his spouse, 17,503 are held in street name, 19,929 are held in an account at Shareworks, and 120 are held in an account at Computershare.
  4. Shares held in a master account of Financial Planning Analysts over which Dr. Brody has no voting authority, but has dispositive power.
  5. 1,675 restricted shares are held in an account at Computershare, which have upcoming vesting dates.
  6. 22,800 stock options were granted under various dates and vesting periods of which 13,400 are currently exercisable.