Filing Details
- Accession Number:
- 0001062993-21-011395
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-22 19:13:22
- Reporting Period:
- 2021-11-18
- Accepted Time:
- 2021-11-22 19:13:22
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1828522 | Effector Therapeutics Inc. | EFTR | () | 4 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1225480 | D Jonathan Root | 1460 El Camino Real Suite 100 Menlo Park CA 94025 | Yes | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2021-11-18 | 16,226 | $8.53 | 4,549,398 | No | 4 | S | Indirect | Directly owned by USVP X |
Common Stock | Disposition | 2021-11-18 | 519 | $8.53 | 145,544 | No | 4 | S | Indirect | Directly owned by AFF X |
Common Stock | Disposition | 2021-11-19 | 7,017 | $8.12 | 4,542,381 | No | 4 | S | Indirect | Directly owned by USVP X |
Common Stock | Disposition | 2021-11-19 | 224 | $8.12 | 145,320 | No | 4 | S | Indirect | Directly owned by AFF X |
Common Stock | Disposition | 2021-11-22 | 25,371 | $7.86 | 4,517,010 | No | 4 | S | Indirect | Directly owned by USVP X |
Common Stock | Disposition | 2021-11-22 | 812 | $7.86 | 144,508 | No | 4 | S | Indirect | Directly owned by AFF X |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Indirect | Directly owned by USVP X |
No | 4 | S | Indirect | Directly owned by AFF X |
No | 4 | S | Indirect | Directly owned by USVP X |
No | 4 | S | Indirect | Directly owned by AFF X |
No | 4 | S | Indirect | Directly owned by USVP X |
No | 4 | S | Indirect | Directly owned by AFF X |
Footnotes
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.01 to $9.12; inclusive for sales on 11/18/21; prices ranging from $8.04 to $8.24, inclusive for sales on 11/19/21; and prices ranging from $7.75 to $8.06, inclusive for sales on 11/22/21. The reporting persons undertake to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4
- Presidio Management Group X, L.L.C. ("PMG X"), the general partner of each of U.S. Venture Partners X, L.P. ("USVP X") and USVP X Affiliates L.P. ("AFF X") (together, the "USVP X Funds"), has sole voting and dispositive power with respect to the shares held by the USVP X Funds. The Reporting Person is a managing member of PMG X with additional rights with respect to the Issuer securities, and may be deemed to have sole voting and dispositive power with respect to the shares. The Reporting Person disclaims beneficial ownership of shares held by the USVP X Funds, except to the extent of any proportionate pecuniary interest therein.