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Filing Details

Accession Number:: 0000921895-21-002748
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-11-22 19:08:13
Reporting Period:: 2021-11-18

Accepted Time:: 2021-11-22 19:08:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1841968	P10 Inc.	PX	()	TX

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1274195	Covenant Rha Partners, L.p.	4514 Cole Avenue, Suite 1600 Dallas TX 75205		No	No	Yes	No
1694507	Clark C Webb	4514 Cole Avenue, Suite 1600 Dallas TX 75205	Co-Chief Executive Officer	Yes	Yes	Yes	No
1694574	H Robert Alpert	4514 Cole Avenue, Suite 1600 Dallas TX 75205	Co-Chief Executive Officer	Yes	Yes	Yes	No
1694778	Ccw/Law Holdings, Llc	4514 Cole Avenue, Suite 1600 Dallas TX 75205		No	No	Yes	No
1694780	210 Capital, Llc	4514 Cole Avenue, Suite 1600 Dallas TX 75205		No	No	Yes	No
1694781	Rha Investments, Inc.	4514 Cole Avenue, Suite 1600 Dallas TX 75205		No	No	Yes	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Acquisiton	2021-11-18	521,498	$0.00	521,498	No	4	C	Indirect	See Footnote
Class A Common Stock	Disposition	2021-11-18	521,498	$12.00	0	No	4	S	Indirect	See Footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	C	Indirect	See Footnote
No	4	S	Indirect	See Footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Class B Common Stock	Disposition	2021-11-18	521,498	$0.00	1,172,884	$0.00

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
13,167,397			No	4	C	Indirect

Footnotes

This Form 4 is being filed by 210/P10 Acquisition Partners, LLC ("210/P10"), in its capacity as direct holder of shares of Class B Common Stock, 210 Capital, LLC ("210 Capital"), in its capacity as sole member of 210/P10, Covenant RHA Partners, L.P. ("RHA Partners"), in its capacity as member of 210 Capital, CCW/LAW Holdings, LLC ("CCW Holdings"), in its capacity as member of 210 Capital, Mr. Webb, in his capacity as sole member of CCW Holdings, RHA Investments, Inc. ("RHA Investments"), in its capacity as general partner of RHA Partners, and Mr. Alpert, in his capacity as President and sole shareholder of RHA Investments (collectively, the "Reporting Persons"). Each Reporting Person disclaims beneficial ownership of the securities of the Issuer reported herein, except to the extent of his or its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that such persons are beneficial owners of the securities of the Issuer reported herein.
Holders of Class B Common Stock may elect to convert such shares on a one-for-one basis into Class A Common Stock at any time. After a Sunset (as defined below) becomes effective, each share of Class B Common Stock will automatically convert into Class A Common Stock.
Continued from Footnote 2: A "Sunset" is triggered by any of the earlier of the following: (i) the Sunset Holders (as defined in the amended and restated certificate of incorporation of the Issuer (the "Charter")) cease to maintain direct or indirect beneficial ownership of 10% of the outstanding shares of Class A Common Stock (determined assuming all outstanding shares of Class B Common Stock have been converted into Class A Common Stock), (ii) the Sunset Holders collectively cease to maintain direct or indirect beneficial ownership of at least 25% of the aggregate voting power of the outstanding shares of Common Stock, and (iii) upon the tenth anniversary of the effective date of the Charter. On November 18, 2021, each Reporting Person directed the sale of shares of Class B Common Stock, as reported herein, resulting in the automatic conversion of the shares into Class A Common Stock upon execution of the sale.
Represents securities of the Issuer owned directly by 210/P10. By virtue of their relationship with 210/P10 described in Footnote 1, each of 210 Capital, RHA Partners, CCW/Law Holdings, RHA Investments, Mr. Webb and Mr. Alpert may be deemed to beneficially own the securities of the Issuer owned directly by 210/P10.