Filing Details

Accession Number:
0000929940-21-000080
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-22 17:44:28
Reporting Period:
2021-11-18
Accepted Time:
2021-11-22 17:44:28
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
929940 Aspen Technology Inc AZPN Services-Computer Programming Services (7371) 042739697
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1193372 P Donald Casey 20 Crosby Drive
Bedford MA 01730
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-18 1,796 $32.54 10,333 No 4 M Direct
Common Stock Acquisiton 2021-11-18 2,823 $63.25 13,156 No 4 M Direct
Common Stock Acquisiton 2021-11-18 1,605 $115.36 14,761 No 4 M Direct
Common Stock Acquisiton 2021-11-18 1,444 $133.20 16,205 No 4 M Direct
Common Stock Acquisiton 2021-11-18 1,474 $130.51 17,679 No 4 M Direct
Common Stock Acquisiton 2021-11-18 1,531 $129.50 19,210 No 4 M Direct
Common Stock Disposition 2021-11-18 10,023 $152.47 9,187 No 4 S Direct
Common Stock Disposition 2021-11-18 650 $153.15 8,537 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Director Stock Option (Right to Buy) Disposition 2021-11-18 1,796 $0.00 1,796 $32.54
Common Stock Director Stock Option (Right to Buy) Disposition 2021-11-18 2,823 $0.00 2,823 $63.25
Common Stock Director Stock Option (Right to Buy) Disposition 2021-11-18 1,605 $0.00 1,605 $115.36
Common Stock Director Stock Option (Right to Buy) Disposition 2021-11-18 1,444 $0.00 1,444 $133.20
Common Stock Director Stock Option (Right to Buy) Disposition 2021-11-18 1,474 $0.00 1,474 $130.51
Common Stock Director Stock Option (Right to Buy) Disposition 2021-11-18 1,531 $0.00 1,531 $129.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-08-01 2023-07-31 No 4 M Direct
0 2017-09-01 2027-08-31 No 4 M Direct
0 2018-09-04 2028-09-03 No 4 M Direct
0 2019-09-03 2029-09-02 No 4 M Direct
0 2020-12-28 2030-12-27 No 4 M Direct
0 2021-09-01 2031-08-31 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $152.12 to $153.11, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $153.13 to $153.16, inclusive. The reporting person undertakes to provide to Aspen Technology, Inc., any security holder of Aspen Technology, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.