Filing Details

Accession Number:
0001796022-21-000109
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-22 17:40:35
Reporting Period:
2021-11-18
Accepted Time:
2021-11-22 17:40:35
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1796022 Stepstone Group Inc. STEP Investment Advice (6282) 843868757
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1821974 W Scott Hart C/O Stepstone Group Inc.
450 Lexington Avenue, 31St Floor
New York NY 10017
Co-Chief Executive Officer Yes Yes No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class B Common Stock Disposition 2021-11-18 66,517 $0.00 3,041,291 No 4 D Indirect By Trust
Class A Common Stock Acquisiton 2021-11-18 66,517 $0.00 66,517 No 4 C Indirect By Trust
Class A Common Stock Disposition 2021-11-18 66,517 $51.83 0 No 4 S Indirect By Trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 D Indirect By Trust
No 4 C Indirect By Trust
No 4 S Indirect By Trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Units Disposition 2021-11-18 66,517 $0.00 66,517 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,041,291 No 4 C Indirect
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 13,380 Direct
Footnotes
  1. On November 18, 2021, the Reporting Person exchanged 66,517 Class B Units of StepStone Group LP (the "Partnership") for 66,517 shares of Class A Common Stock. In connection with the exchange, 66,517 shares of Class B Common Stock were automatically redeemed and cancelled.
  2. The Class B Units of the Partnership are exchangeable, on a one-for-one basis, for shares of Class A Common Stock of the Issuer. Upon exchange of a Class B Unit, the corresponding share of Class B Common Stock of the Issuer are automatically redeemed and cancelled.
  3. On November 18, 2021, the Reporting Person sold shares of Class A Common Stock in a secondary offering of Class A Common Stock by certain selling stockholders of the Issuer.