Home > Insider Trading > Filing (0001633978-21-000082)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1633978	Lumentum Holdings Inc.	LITE	()	4

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1232019	Penny Herscher	C/O Lumentum Holdings Inc. 1001 Ridder Park Drive San Jose CA 95131		Yes	No	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Disposition	2021-11-18	2,666	$0.00	0	No	5	G	Direct
Common Stock	Acquisiton	2021-11-18	2,666	$0.00	37,826	No	5	G	Indirect	Living Trust
Common Stock	Acquisiton	2021-11-19	2,618	$0.00	2,618	No	4	A	Direct
Common Stock	Disposition	2021-11-19	1,066	$90.56	36,760	No	4	S	Indirect	Living Trust

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	5	G	Direct
No	5	G	Indirect	Living Trust
No	4	A	Direct
No	4	S	Indirect	Living Trust

Footnotes

The reported transactions involved a gift of securities by the reporting person to the Bret Anders Herscher and Penelope Ann Herscher TTEES 2001 Herscher Family Trust, a living trust for which the reporting person's spouse is the trustee.
These securities are held by Bret Anders Herscher and Penelope Ann Herscher TTEES 2001 Herscher Family Trust U/A/D 6/14/2001.
Each share is represented by a restricted stock unit (RSU). Each RSU represents the contingent right to receive, following vesting, one share of Common Stock of the Issuer. 100% of the RSUs shall vest on the earlier of November 19, 2022 or the day prior to the the date of the Issuer's next annual meeting of stockholders, subject to the Reporting Person continuing through such date as a Service Provider, as defined under the Issuer's 2015 Equity Incentive Plan.
These shares were sold pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person.
The sale price represents the weighted average sale price. The Company can provide the full information regarding the number of shares sold at each separate price upon further request.