Filing Details

Accession Number:
0000899243-21-045586
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-22 17:00:27
Reporting Period:
2021-11-18
Accepted Time:
2021-11-22 17:00:27
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1818874 Sofi Technologies Inc. SOFI () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1306831 J Michael Bingle C/O Silver Lake
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
Yes No No No
1418226 Silver Lake Group, L.l.c. C/O Silver Lake
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
Yes No No No
1552054 Silver Lake Partners Iv, L.p. C/O Silver Lake
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
Yes No No No
1672566 Silver Lake Technology Associates Iv, L.p. C/O Silver Lake
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
Yes No No No
1672568 Slta Iv (Gp), L.l.c. C/O Silver Lake
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
Yes No No No
1824494 Silver Lake Technology Investors Iv (Delaware Ii), L.p. C/O Silver Lake
2775 Sand Hill Road, Suite 100
Menlo Park CA 94025
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-11-18 7,240,653 $21.60 30,643,242 No 4 S Indirect Held through Silver Lake Partners IV, L.P.
Common Stock Disposition 2021-11-18 120,725 $21.60 510,923 No 4 S Indirect Held through Silver Lake Technology Investors IV (Delaware II), L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect Held through Silver Lake Partners IV, L.P.
No 4 S Indirect Held through Silver Lake Technology Investors IV (Delaware II), L.P.
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 15,714 Indirect See footnote
Footnotes
  1. These securities are directly owned by Silver Lake Partners IV, L.P. ("SLP IV").
  2. These securities are directly owned by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV").
  3. Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is Silver Lake Group, L.L.C. ("SLG"). Michael Bingle is a director of the Issuer and Vice Chairman of SLG. Each of SLP IV, SLTI IV, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer.
  4. Represents restricted stock units held by Michael J. Bingle, a director of the Issuer and an executive of SLG, as part of the Issuer's non-employee director compensation policy, for the benefit of one or more of the Reporting Persons and/or certain of their affiliates or certain of the funds they manage ("Silver Lake"). Pursuant to Silver Lake's policies with respect to director compensation, upon the sale of these securities, the proceeds from each sale will be expected to be remitted to Silver Lake and/or its limited partners.