Filing Details
- Accession Number:
- 0001104659-21-142054
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-19 19:01:02
- Reporting Period:
- 2021-11-17
- Accepted Time:
- 2021-11-19 19:01:02
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1534254 | Cion Investment Corp | CION | () | 453058280 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1681896 | A. Gregg Bresner | C/O Cion Investment Corp 3 Park Avenue, 36Th Floor New York NY 10016 | President & Cio | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 Par Value | Acquisiton | 2021-11-17 | 5,269 | $13.21 | 5,269 | No | 4 | P | Direct | |
| Common Stock, $0.001 Par Value | Acquisiton | 2021-11-18 | 5,130 | $13.06 | 10,399 | No | 4 | P | Direct | |
| Common Stock, $0.001 Par Value | Acquisiton | 2021-11-18 | 1,500 | $13.31 | 11,899 | No | 4 | P | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | See Footnote |
Footnotes
- Represents the aggregate of purchases effected on the same trading day at different prices.
- Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $13.20 to $13.21 per share.
- Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $13.05 to $13.25 per share.
- Represents the weighted average purchase price per share. The shares were purchased at prices ranging from $13.25 to $13.31 per share.
- Purchased by an IRA of the Reporting Person.
Billionaire Hedge Funds
