Filing Details

Accession Number:
0001213900-21-060867
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-19 16:30:29
Reporting Period:
2021-11-17
Accepted Time:
2021-11-19 16:30:29
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1491419 Liveone Inc. LVO () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1480034 E. Jay Krigsman C/O Liveone, Inc
269 South Beverly Drive, Suite 1450
Beverly Hills CA 90212
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, $0.001 Par Value Acquisiton 2021-11-17 10,000 $2.20 890,186 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect See footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, $0.001 Par Value 92,021 Direct
Footnotes
  1. These shares were purchased by the Krigsman Family Trust (the "Trust").
  2. Represents shares held by the Trust, as the Reporting Person, a trustee of the Trust, holds shared voting and dispositive power over such shares. The Reporting Person disclaims beneficial ownership in such shares held by the Trust, except for his pecuniary interest therein.