Filing Details

Accession Number:
0001401708-21-000227
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-19 16:11:25
Reporting Period:
2021-11-17
Accepted Time:
2021-11-19 16:11:25
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1401708 Nanostring Technologies Inc NSTG Biological Products, (No Disgnostic Substances) (2836) 200094687
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1432055 Thomas K Bailey 530 Fairview Avenue N
Seattle WA 98109
Chief Financial Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-17 5,937 $8.16 5,937 No 4 M Direct
Common Stock Acquisiton 2021-11-17 1,906 $23.34 7,843 No 4 M Direct
Common Stock Disposition 2021-11-17 7,365 $46.68 478 No 4 S Direct
Common Stock Disposition 2021-11-17 478 $47.66 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2021-11-17 5,937 $8.16 5,937 $8.16
Common Stock Stock Options (right to buy) Disposition 2021-11-17 1,906 $23.34 1,906 $23.34
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
3,959 2028-01-15 No 4 M Direct
10,167 2029-03-25 No 4 M Direct
Footnotes
  1. The sales reported by Mr. Bailey were effected pursuant to a Rule 10b5-1 trading plan adopted on September 14, 2020.
  2. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $46.24 to $47.19, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  3. The "Amount" and "Price" reported in this Column 4 reflect the aggregate number and weighted-average price, respectively, of shares sold. These shares were sold in multiple transactions at prices ranging from $47.25 to $48.06, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each separate price within the range set forth herein.
  4. 25% of the shares subject to the Option vest on the one-year anniversary of January 16, 2018 (the "Option Vesting Commencement Date"), and thereafter 1/48th of the shares subject to the Option vest on each monthly anniversary of the Vesting Commencement Date.
  5. 1/48 of the shares subject to such option shall vest on the one-month anniversary of March 13, 2019 (the "Option Vesting Commencement Date") and 1/48th of the total number of shares each monthly anniversary of the Option Vesting Commencement Date becoming fully vested on the four-year anniversary of the Option Vesting Commencement Date.