Filing Details

Accession Number:
0001640147-21-000258
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-18 21:16:13
Reporting Period:
2021-11-16
Accepted Time:
2021-11-18 21:16:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1640147 Snowflake Inc. SNOW () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1246215 Mark Garrett C/o Snowflake Inc.
106 East Babcock Street, Suite 3A
Bozeman MT 59715
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-11-16 76,500 $3.74 77,724 No 4 M Direct
Class A Common Stock Disposition 2021-11-16 11,863 $398.46 65,861 No 4 S Direct
Class A Common Stock Disposition 2021-11-16 15,533 $399.73 50,328 No 4 S Direct
Class A Common Stock Disposition 2021-11-16 9,816 $400.29 40,512 No 4 S Direct
Class A Common Stock Disposition 2021-11-16 26,330 $401.61 14,182 No 4 S Direct
Class A Common Stock Disposition 2021-11-16 11,708 $402.51 2,474 No 4 S Direct
Class A Common Stock Disposition 2021-11-16 1,250 $403.30 1,224 No 4 S Direct
Class A Common Stock Disposition 2021-11-16 6,504 $398.00 122,365 No 4 S Indirect Limited Partnership
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect Limited Partnership
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Disposition 2021-11-16 76,500 $0.00 76,500 $3.74
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
576,562 2028-04-14 No 4 M Direct
Footnotes
  1. Includes shares to be issued in connection with the vesting of one or more restricted stock units.
  2. The sales reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the Reporting Person.
  3. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $398.00 to $399.00, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.
  4. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $399.02 to $400.02, inclusive.
  5. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $400.03 to $400.97, inclusive.
  6. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $401.04 to $402.04, inclusive.
  7. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $402.05 to $403.04, inclusive.
  8. The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $403.10 to $403.575, inclusive.
  9. The shares are held by the Garrett Family Investment Partnership, L.P. for which the Reporting Person is the general partner.
  10. The shares subject to the option are immediately exercisable and vest in 72 equal monthly installments beginning on April 6, 2018, subject to the Reporting Person's continuous service through each such vesting date.