Filing Details

Accession Number:
0001209191-21-065651
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-18 19:56:41
Reporting Period:
2021-11-16
Accepted Time:
2021-11-18 19:56:41
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
718937 Staar Surgical Co STAA Ophthalmic Goods (3851) 953797439
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1301366 L Caren Mason 25651 Atlantic Ocean Drive
Lake Forest CA 92630
President & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-16 35,000 $7.76 98,376 No 4 M Direct
Common Stock Disposition 2021-11-16 35,000 $114.20 63,376 No 4 S Direct
Common Stock Acquisiton 2021-11-17 35,000 $7.76 98,376 No 4 M Direct
Common Stock Disposition 2021-11-17 35,000 $113.83 63,376 No 4 S Direct
Common Stock Acquisiton 2021-11-18 35,000 $7.76 98,376 No 4 M Direct
Common Stock Disposition 2021-11-18 35,000 $113.83 63,376 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Common Stock Options Disposition 2021-11-16 35,000 $0.00 35,000 $7.76
Common Stock Common Stock Options Disposition 2021-11-17 35,000 $0.00 35,000 $7.76
Common Stock Common Stock Options Disposition 2021-11-18 35,000 $0.00 35,000 $7.76
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
123,000 2016-03-03 2025-03-02 No 4 M Direct
88,000 2016-03-03 2025-03-02 No 4 M Direct
53,000 2016-03-03 2025-03-02 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.32 to $115.62.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $111.72 to $115.93.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $110.06 to $114.06.