Filing Details

Accession Number:
0001104659-21-141281
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-18 17:23:18
Reporting Period:
2021-11-16
Accepted Time:
2021-11-18 17:23:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1639825 Peloton Interactive Inc. PTON Sporting & Athletic Goods, Nec (3949) 473533761
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1749358 Tcv X, L.p. C/O Tcv
250 Middlefield Road
Menlo Park CA 94025
No No No Yes
1749362 Tcv X (A), L.p. C/O Tcv
250 Middlefield Road
Menlo Park CA 94025
No No No Yes
1749363 Tcv X (B), L.p. C/O Tcv
250 Middlefield Road
Menlo Park CA 94025
No No No Yes
1786709 Tcv X Member Fund, L.p. C/O Tcv
250 Middlefield Road
Menlo Park CA 94025
No No No Yes
1786893 Technology Crossover Management X, L.p. C/O Tcv
250 Middlefield Road
Menlo Park CA 94025
No No No Yes
1787727 Technology Crossover Management X, Ltd. C/O Tcv
250 Middlefield Road
Menlo Park CA 94025
No No No Yes
1788961 Tcv X Cycle (Mf), L.p. C/O Tcv
250 Middlefield Road
Menlo Park CA 94025
No No No Yes
1788963 Tcv X Cycle (B), L.p. C/O Tcv
250 Middlefield Road
Menlo Park CA 94025
No No No Yes
1788964 Tcv X Cycle (A), L.p. C/O Tcv
250 Middlefield Road
Menlo Park CA 94025
No No No Yes
1788965 Tcv X Cycle, L.p. C/O Tcv
250 Middlefield Road
Menlo Park CA 94025
No No No Yes
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-11-18 474,426 $46.00 574,229 No 4 P Indirect TCV X, L.P.
Class A Common Stock Acquisiton 2021-11-18 117,650 $46.00 142,399 No 4 P Indirect TCV X (A) Blocker, L.P.
Class A Common Stock Acquisiton 2021-11-18 23,130 $46.00 27,995 No 4 P Indirect TCV X (B), L.P.
Class A Common Stock Acquisiton 2021-11-18 26,414 $46.00 31,971 No 4 P Indirect TCV X Member Fund, L.P.
Class A Common Stock Acquisiton 2021-11-16 24,971 $0.00 1,304,697 No 4 C Direct
Class A Common Stock Acquisiton 2021-11-16 6,193 $0.00 323,546 No 4 C Indirect TCV X Cycle (A), L.P.
Class A Common Stock Acquisiton 2021-11-16 1,218 $0.00 63,613 No 4 C Indirect TCV X Cycle (B), L.P.
Class A Common Stock Acquisiton 2021-11-16 1,391 $0.00 73,176 No 4 C Indirect TCV X Cycle (MF), L.P.
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect TCV X, L.P.
No 4 P Indirect TCV X (A) Blocker, L.P.
No 4 P Indirect TCV X (B), L.P.
No 4 P Indirect TCV X Member Fund, L.P.
No 4 C Direct
No 4 C Indirect TCV X Cycle (A), L.P.
No 4 C Indirect TCV X Cycle (B), L.P.
No 4 C Indirect TCV X Cycle (MF), L.P.
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2021-11-16 24,971 $0.00 24,971 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-11-16 6,193 $0.00 6,193 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-11-16 1,218 $0.00 1,218 $0.00
Class A Common Stock Class B Common Stock Disposition 2021-11-16 1,391 $0.00 1,391 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
2,037,126 No 4 C Direct
505,169 No 4 C Indirect
99,314 No 4 C Indirect
113,982 No 4 C Indirect
Footnotes
  1. These shares are directly held by TCV X, L.P. ("TCV X"). Jay C. Hoag is a Class A Member of Technology Crossover Management X, Ltd. ("Management X") and a limited partner of Technology Crossover Management X, L.P. ("TCM X"). Management X is the sole general partner of TCM X, which in turn is the sole general partner of TCV X. Mr. Hoag, Management X, and TCM X may be deemed to beneficially own the shares held by TCV X but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
  2. These shares are directly held by TCV X (A) Blocker, L.P. ("TCV X A Blocker"). Mr. Hoag is a Class A Member of Management X and a limited partner of TCM X. Management X is the sole general partner of TCM X, which in turn is the sole general partner of TCV X A Blocker. TCM X is also the sole general partner of TCV X (A), L.P. which is sole shareholder of TCV X (A) Blocker, Ltd., which in turn is the sole limited partner of TCV X A Blocker. Mr. Hoag, Management X, TCM X, TCV X (A), L.P. and TCV X (A) Blocker, Ltd. may be deemed to beneficially own the shares held by TCV X A Blocker but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
  3. These shares are directly held by TCV X (B), L.P. ("TCV X (B)"). Jay C. Hoag is a Class A Member of Management X and a limited partner of TCM X. Management X is the sole general partner of TCM X, which in turn is the sole general partner of TCV X (B). Mr. Hoag, Management X, and TCM X may be deemed to beneficially own the shares held by TCV X (B) but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
  4. These shares are directly held by TCV X Member Fund, L.P. ("TCV X MF"). Mr. Hoag is a Class A Member of Management X. Management X is the general partner of TCV X MF. Mr. Hoag is also a limited partner of TCV X MF. Mr. Hoag and Management X may be deemed to beneficially own the shares held by TCV X MF but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
  5. Represents the number of shares that were acquired upon conversion of Class B Common Stock to Class A Common Stock.
  6. These shares are directly held by TCV X Cycle, L.P. ("Cycle X"). Jay C. Hoag is a Class A Member of Management X and a limited partner of TCM X. Management X is the sole general partner of TCM X, which in turn is the sole general partner of TCV X, which in turn is the sole member of TCV X Cycle GP, LLC ("TCV X Cycle GP"), which in turn is the sole general partner of Cycle X. Mr. Hoag, Management X, TCM X, TCV X and TCV X Cycle GP may be deemed to beneficially own the shares held by Cycle X but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
  7. These shares are directly held by TCV X Cycle (A), L.P. ("Cycle A X"). Mr. Hoag is a Class A Member of Management X and a limited partner of TCM X. Management X is the sole general partner of TCM X, which in turn is the sole general partner of TCV X, which in turn is the sole member of TCV X Cycle GP, which in turn is the sole general partner of Cycle A X. Mr. Hoag, Management X, TCM X, TCV X and TCV X Cycle GP may be deemed to beneficially own the shares held by Cycle A X but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
  8. These shares are directly held by TCV X Cycle (B), L.P. ("Cycle B X"). Mr. Hoag is a Class A Member of Management X and a limited partner of TCM X. Management X is the sole general partner of TCM X, which in turn is the sole general partner of TCV X, which in turn is the sole member of TCV X Cycle GP, which in turn is the sole general partner of Cycle B X. Mr. Hoag, Management X, TCM X, TCV X and TCV X Cycle GP may be deemed to beneficially own the shares held by Cycle B X but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
  9. These shares are directly held by TCV Cycle X (MF), L.P. ("Cycle MF X"). Mr. Hoag is a Class A Member of Management X and a limited partner of TCM X. Management X is the sole general partner of TCM X, which in turn is the sole general partner of TCV X, which in turn is the sole member of TCV X Cycle GP, which in turn is the sole general partner of Cycle MF X. Mr. Hoag is also a limited partner of TCV X MF, which is the sole limited partner of Cycle MF X. Mr. Hoag, Management X, TCM X, TCV X and TCV X Cycle GP may be deemed to beneficially own the shares held by Cycle MF X but each disclaims beneficial ownership of such shares except to the extent of their pecuniary interest therein.
  10. Each share of the issuer's Class B Common Stock will automatically be converted into one (1) share of the issuer's Class A Common Stock (a) at the option of the holder and (b) immediately prior to the close of business on the earliest of (i) ten (10) years from the closing of the issuer's IPO, (ii) the date on which the outstanding shares of Class B Common Stock represent less than one percent (1%) of the aggregate number of shares of Class A Common Stock and Class B Common Stock then outstanding or (iii) the date specified by the affirmative vote of the holders of Class B Common Stock representing not less than two-thirds (2/3) of the voting power of the outstanding shares of Class B Common Stock, voting separately as a single class, and has no expiration date.
  11. The holder elected to convert the Class B Common Stock to Class A Common Stock on a 1-for-1 basis.