Filing Details
- Accession Number:
- 0001428867-11-000004
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2011-05-16 14:53:03
- Reporting Period:
- 2011-05-12
- Filing Date:
- 2011-05-16
- Accepted Time:
- 2011-05-16 14:53:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1083318 | Interactive Intelligence Inc | ININ | Services-Prepackaged Software (7372) | 351933097 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1428867 | Iii J. William Gildea | 7601 Interactive Way Indianapolis IN 46278 | Vp, Business Development | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2011-05-12 | 454 | $12.00 | 1,599 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-12 | 2,284 | $6.66 | 3,883 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-12 | 2,188 | $6.70 | 6,071 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2011-05-12 | 4,546 | $19.66 | 10,617 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2011-05-12 | 9,472 | $36.32 | 1,145 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2011-05-12 | 454 | $0.00 | 454 | $12.00 |
| Common Stock | Stock Option (right to buy) | Disposition | 2011-05-12 | 2,284 | $0.00 | 2,284 | $6.66 |
| Common Stock | Stock Option (right to buy) | Disposition | 2011-05-12 | 2,188 | $0.00 | 2,188 | $6.70 |
| Common Stock | Stock Option (right to buy) | Disposition | 2011-05-12 | 4,546 | $0.00 | 4,546 | $19.66 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 453 | 2014-04-25 | No | 4 | M | Direct | |
| 7,500 | 2015-01-12 | No | 4 | M | Direct | |
| 2,187 | 2015-01-28 | No | 4 | M | Direct | |
| 15,454 | 2016-01-22 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 3,500 | Indirect | Indirect by Wife |
Footnotes
- Represents the sale of 9,472 shares in two separate transactions, ranging in price from $36.30 to $36.32 per share, resulting in a weighted average sale price per share of $36.3167. The reporting person will provide upon request by the SEC staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range.
- 454 shares became exercisable on 4/25/09, 4/25/10 and 4/25/11 and 453 shares will become exercisable on 4/25/12.
- 3,750 shares became exercisable on 1/12/10 and 1/12/11. 3,750 shares will become exercisable on each of 1/12/12 and 1/12/13.
- 1,094 shares became exercisable on 1/28/10 and 1/28/11 and 1,094 shares will become exercisable on 1/28/12. 1,093 shares will become exercisable on 1/28/13.
- 5,000 shares became exercisable on 1/22/211 and 5,000 shares will become exercisable on each of 1/22/12, 1/22/13 and 1/22/14.
- Option grant - #8 blank
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