Filing Details

Accession Number:
0000921895-21-002731
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-18 14:04:10
Reporting Period:
2021-11-16
Accepted Time:
2021-11-18 14:04:10
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
922521 Falconstor Software Inc FALC Services-Prepackaged Software (7372) 770216135
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1716687 Todd Robert Brooks C/O Falconstor Software Inc.
701 Brazos St, Suite 400
Austin TX 78701
Chief Executive Officer Yes Yes Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-16 350 $2.92 57,047 No 4 P Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 680,775 Direct
Footnotes
  1. Amount adjusted to reflect 100-for-1 reverse stock split effected by the Issuer in August 2019 as well as certain other adjustments.
  2. Represents shares of restricted stock units that are subject to vesting.