Filing Details
- Accession Number:
- 0001209191-21-065390
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-18 11:27:15
- Reporting Period:
- 2021-05-20
- Accepted Time:
- 2021-11-18 11:27:15
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 880631 | Wisdomtree Investments Inc. | WETF | Security Brokers, Dealers & Flotation Companies (6211) | 133487784 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1064674 | M Peter Ziemba | C/O Wisdomtree Investments, Inc. 230 Park Avenue, 3Rd Floor West New York NY 10169 | Chief Administrative Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-05-20 | 8,000 | $0.00 | 1,002,714 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2021-05-21 | 8,500 | $0.00 | 994,214 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2021-11-17 | 5,000 | $6.76 | 989,214 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | G | Direct | |
| No | 5 | G | Direct | |
| No | 4 | S | Direct |
Footnotes
- Shares transferred by the Reporting Person as a bona fide gift without consideration.
- Includes restricted stock awards vesting as to (i) 60,746 shares on January 25, 2022, (ii) 28,347 shares on January 25, 2023 and (iii) 15,085 shares on January 25, 2024.
Billionaire Hedge Funds
