Filing Details

Accession Number:
0001315098-21-000049
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-17 18:10:44
Reporting Period:
2021-11-15
Accepted Time:
2021-11-17 18:10:44
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1315098 Roblox Corp RBLX Services-Prepackaged Software (7372) 200991664
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1835042 Daniel Sturman C/O Roblox Corporation
970 Park Place
San Mateo CA 94403
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-11-15 32,777 $3.41 91,513 No 4 M Direct
Class A Common Stock Disposition 2021-11-15 32,777 $110.08 58,736 No 4 S Direct
Class A Common Stock Acquisiton 2021-11-16 51,548 $3.41 110,284 No 4 M Direct
Class A Common Stock Disposition 2021-11-16 51,548 $110.02 58,736 No 4 S Direct
Class A Common Stock Acquisiton 2021-11-17 33,333 $3.41 92,069 No 4 M Direct
Class A Common Stock Disposition 2021-11-17 33,333 $121.24 58,736 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Stock Option (Right to Buy) Disposition 2021-11-15 32,777 $3.41 32,777 $3.41
Class A Common Stock Stock Option (Right to Buy) Disposition 2021-11-16 51,548 $3.41 51,548 $3.41
Class A Common Stock Stock Option (Right to Buy) Disposition 2021-11-17 33,333 $3.41 33,333 $3.41
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
951,548 2030-01-29 No 4 M Direct
900,000 2030-01-29 No 4 M Direct
866,667 2030-01-29 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 151,982 Indirect See Footnotes
Class A Common Stock 151,983 Indirect See Footnote
Footnotes
  1. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 Plan adopted by the Reporting Person on March 22, 2021.
  2. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.25, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  3. The price reported in column 4 is an average price. These shares were sold in multiple transactions at prices ranging from $110.00 to $110.17, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. These shares are held directly by Lucy Simon LLC, a Delaware limited liability company for which the spouse of the Reporting Person serves as manager. The spouse of the Reporting Person may be deemed to have beneficial ownership of the securities held by the limited liability company.
  5. These shares are held directly by Mo Red LLC, a Delaware limited liability company for which the reporting person serves as manager. The Reporting Person may be deemed to have beneficial ownership over the securities held by the limited liability company.
  6. 1/48th of the shares subject to the option vested on February 17, 2020, and 1/48th of the shares subject to the option vest each month thereafter, subject to the Reporting Person continuing as a service provider through each such date.