Filing Details

Accession Number:
0000899243-21-045070
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-17 17:00:46
Reporting Period:
2021-11-15
Accepted Time:
2021-11-17 17:00:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1645460 Cue Biopharma Inc. CUE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1328146 A Peter Kiener C/O Cue Biopharma, Inc.
21 Erie Street
Cambridge MA 02139
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-15 18,815 $2.86 18,815 No 4 M Direct
Common Stock Disposition 2021-11-15 18,815 $17.92 0 No 4 S Direct
Common Stock Acquisiton 2021-11-16 1,361 $2.86 1,361 No 4 M Direct
Common Stock Disposition 2021-11-16 1,361 $18.02 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (right to buy) Disposition 2021-11-15 18,815 $0.00 18,815 $2.86
Common Stock Stock Option (right to buy) Disposition 2021-11-16 1,361 $0.00 1,361 $2.86
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
107,105 2023-03-23 No 4 M Direct
105,744 2023-03-23 No 4 M Direct
Footnotes
  1. The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 18, 2020.
  2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.86 to $18.20, inclusive. The reporting person undertakes to provide to Cue Biopharma, Inc., any security holder of Cue Biopharma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (2) to this Form 4.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $17.86 to $18.31, inclusive. The reporting person undertakes to provide to Cue Biopharma, Inc., any security holder of Cue Biopharma, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (3) to this Form 4.
  4. The option vests in five equal annual installments beginning March 23, 2017.