Filing Details

Accession Number:
0001209191-21-065041
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-17 15:27:36
Reporting Period:
2021-11-16
Accepted Time:
2021-11-17 15:27:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1746466 Equillium Inc. EQ Pharmaceutical Preparations (2834) 821554746
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1797818 Christine Zedelmayer 2223 Avenida De La Playa
Suite 105
La Jolla CA 92037
Sr. Vice President And Coo No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-16 8,334 $2.45 98,843 No 4 M Direct
Common Stock Disposition 2021-11-16 4,084 $5.49 94,759 No 4 S Direct
Common Stock Acquisiton 2021-11-16 15,000 $2.45 109,759 No 4 M Direct
Common Stock Disposition 2021-11-16 7,350 $5.49 102,409 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option Disposition 2021-11-16 8,334 $0.00 8,334 $2.45
Common Stock Employee Stock Option Disposition 2021-11-16 15,000 $0.00 15,000 $2.45
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
41,666 2020-02-13 2029-02-12 No 4 M Direct
75,000 2020-12-10 2029-12-09 No 4 M Direct
Footnotes
  1. The stock option exercises reported in this Form 4 were effected pursuant to a 10b5-1 trading plan adopted by the reporting person on September 17, 2021.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 17, 2021. The transaction was a sell-to-cover exercise, with shares sold to cover the option exercise price and taxes.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $5.40 to $5.59, inclusive. The reporting person undertakes to provide to Equillium, Inc., any security holder of Equillium, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
  4. In accordance with Instruction 4 to this Form, Column 9 reports only total beneficial ownership of the "class" of derivative security reported in Column 1. Options that have different exercise prices or expiration dates are not considered to be of the same "class."