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Home > Insider Trading > Filing (0001213900-21-060177)

Filing Details

Accession Number:
0001213900-21-060177
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-16 21:30:15
Reporting Period:
2021-11-12
Accepted Time:
2021-11-16 21:30:15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1805077 Eos Energy Enterprises Inc. EOSE () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1207269 R Bryant Riley 11100 Santa Monica Blvd., Suite 800
Los Angeles CA 90025		 No No Yes No
1464790 B. Riley Financial, Inc. 11100 Santa Monica Blvd Suite 800
Los Angeles CA 90025		 No No Yes No
1880803 Brf Investments, Llc 11100 Santa Monica Blvd Suite 800
Los Angeles CA 90025		 No No Yes No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Disposition 2021-11-12 23,377 $11.01 5,631,013 No 4 S Indirect By BRF Investments, LLC
Class A Common Stock Disposition 2021-11-15 145,055 $10.99 5,485,958 No 4 S Indirect By BRF Investments, LLC
Class A Common Stock Disposition 2021-11-16 113,228 $11.00 5,372,730 No 4 S Indirect By BRF Investments, LLC
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By BRF Investments, LLC
No 4 S Indirect By BRF Investments, LLC
No 4 S Indirect By BRF Investments, LLC
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Class A Common Stock 1,769 Direct
Reported Derivative Holdings
Show Other Fields >>
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Class A Common Stock Warrants (right to buy) $11.50 2021-05-22 2025-11-16 325,000 325,000 Indirect
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-11-16 325,000 325,000 Indirect
Footnotes
  1. This Form 4 is being filed jointly by B. Riley Financial, Inc. ("BRF"), BRF Investments, LLC ("BRFI"), and Bryant R. Riley. BRF is the parent company of BRFI. As a result, BRF may be deemed to indirectly beneficially own the shares held by BRFI.
  2. Bryant R. Riley is the Co-Chief Executive Officer and Chairman of the Board of Directors of BRF. As a result, Bryant R. Riley may be deemed to indirectly beneficially own the shares of Common Stock directly held by BRFI. Each of BRF, BRFI, and Bryant R. Riley disclaims beneficial ownership of the outstanding shares of Common Stock reported herein, except to the extent of its/his respective pecuniary interest therein.
  3. Represents shares held directly by Bryant R. Riley.