Filing Details

Accession Number:
0001209191-21-064875
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-16 19:08:22
Reporting Period:
2021-11-12
Accepted Time:
2021-11-16 19:08:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1287098 Maxcyte Inc. MXCT Services-Commercial Physical & Biological Research (8731) 522210438
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1874482 Douglas Doerfler C/O Maxcyte, Inc.
22 Firstfield Road, Suite 110
Gaithersburg MD 20878
President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-12 1,847 $0.04 435,044 No 4 M Direct
Common Stock Disposition 2021-11-12 101,847 $12.66 333,197 No 4 S Direct
Common Stock Acquisiton 2021-11-15 123,263 $0.04 456,460 No 4 M Direct
Common Stock Disposition 2021-11-15 123,263 $12.16 333,197 No 4 S Direct
Common Stock Acquisiton 2021-11-16 74,890 $0.04 408,087 No 4 M Direct
Common Stock Disposition 2021-11-16 74,890 $12.08 333,197 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Disposition 2021-11-12 1,847 $0.00 1,847 $0.04
Common Stock Employee Stock Option (right to buy) Disposition 2021-11-15 123,263 $0.00 123,263 $0.04
Common Stock Employee Stock Option (right to buy) Disposition 2021-11-16 74,890 $0.00 74,890 $0.04
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
643,233 2024-11-11 No 4 M Direct
519,970 2024-11-11 No 4 M Direct
445,080 2024-11-11 No 4 M Direct
Footnotes
  1. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.56 to $12.765, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  2. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.03 to $12.615, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  3. The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $12.00 to $12.20, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4.
  4. This option is fully vested and exercisable.