Filing Details
- Accession Number:
- 0001562180-21-007082
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-16 17:17:49
- Reporting Period:
- 2021-11-15
- Accepted Time:
- 2021-11-16 17:17:49
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1280784 | Hercules Capital Inc. | HTGC | () | 743113410 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1505910 | Scott Bluestein | C/O Hercules Capital, Inc. 31 St. James Avenue, Suite 790 Boston MA 02116 | Chief Executive Officer | No | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2021-11-15 | 80,000 | $17.11 | 845,453 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 1, 2021.
- Average sale price. Shares sold at prices between $17.06 and $17.20.
Billionaire Hedge Funds
