Filing Details
- Accession Number:
- 0001516513-21-000032
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-16 17:11:13
- Reporting Period:
- 2021-11-12
- Accepted Time:
- 2021-11-16 17:11:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1516513 | Doximity Inc. | DOCS | Services-Computer Programming Services (7371) | 272485512 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1594511 | M. Regina Benjamin | C/O Doximity, Inc. 500 Third Street San Francisco CA 94107 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2021-11-12 | 105,862 | $0.00 | 105,862 | No | 4 | C | Direct | |
| Class A Common Stock | Disposition | 2021-11-12 | 82,500 | $74.67 | 23,362 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-12 | 22,362 | $75.70 | 1,000 | No | 4 | S | Direct | |
| Class A Common Stock | Disposition | 2021-11-12 | 1,000 | $75.02 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | C | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class B Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-12 | 104,862 | $0.00 | 104,862 | $2.21 |
| Class B Common Stock | Stock Option (Right to Buy) | Disposition | 2021-11-12 | 1,000 | $0.00 | 1,000 | $1.05 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-11-12 | 104,862 | $0.00 | 104,862 | $0.00 |
| Class A Common Stock | Class B Common Stock | Acquisiton | 2021-11-12 | 1,000 | $0.00 | 1,000 | $0.00 |
| Class A Common Stock | Class B Common Stock | Disposition | 2021-11-12 | 105,862 | $0.00 | 105,862 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 431,138 | 2030-09-01 | No | 4 | M | Direct | |
| 0 | 2028-06-05 | No | 4 | M | Direct | |
| 104,862 | No | 4 | M | Direct | ||
| 105,862 | No | 4 | M | Direct | ||
| 0 | No | 4 | C | Direct |
Footnotes
- Each share of Class B Common Stock, par value $0.001 per share (the "Class B Common Stock"), converted into one share of Class A Common Stock, par value $0.001 per share (the "Class A Common Stock"), at the option of the holder.
- The price represents the weighted-average price of the shares sold in multiple transactions ranging from $75.0000 to $75.9900 per share, inclusive. The Reporting Person undertakes to provide the Issuer, a security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The price represents the weighted-average price of the shares sold in multiple transactions ranging from $76.0000 to $76.1800 per share, inclusive. The Reporting Person undertakes to provide the Issuer, a security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- The stock option vests in 36 equal monthly installments after September 2, 2020, subject to the Reporting Person's continuous service relationship with the Issuer through each applicable vesting date. The stock option was granted on September 2, 2020.
- Each share of Class B Common Stock is convertible into one share of Class A Common Stock, at any time at the option of the holder. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock, upon the following: (1) the sale or transfer of such share of Class B Common Stock, except for certain permitted transfers described in the Issuer's amended and restated certificate of incorporation; (2) the death or incapacity of the Reporting Person; and (3) on the final conversion date, defined as the earlier of (a) the tenth anniversary of the effectiveness of the registration statement in connection with the Issuer's initial public offering; or (b) the date specified by a vote of the holders of at least 66 2/3% of the outstanding shares of Class B Common Stock, voting as a single class.
- The stock option was granted on June 6, 2018 and fully vested as of such date.
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