Filing Details

Accession Number:
0001849139-21-000007
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-16 17:09:37
Reporting Period:
2021-11-11
Accepted Time:
2021-11-16 17:09:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1823608 Amalgamated Financial Corp. AMAL State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1849139 Deborah Silodor 275 Seventh Ave.
New York NY 10001
Evp & General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-11-11 103,660 $12.00 106,061 No 4 M Direct
Class A Common Stock Disposition 2021-11-11 82,860 $19.51 23,201 No 4 F Direct
Class A Common Stock Disposition 2021-11-11 13,171 $19.59 10,030 No 4 S Direct
Class A Common Stock Disposition 2021-11-12 4,483 $19.22 5,547 No 4 S Direct
Class A Common Stock Disposition 2021-11-15 367 $19.03 5,180 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Employee Stock Option (right to buy) Acquisiton 2021-11-11 38,520 $0.00 38,520 $12.00
Common Stock Employee Stock Option (right to buy) Acquisiton 2021-11-11 33,620 $0.00 33,620 $13.75
Common Stock Employee Stock Option (right to buy) Acquisiton 2021-11-11 31,520 $0.00 31,520 $14.65
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
40,921 2021-11-11 2026-01-01 No 4 M Direct
74,541 2021-11-11 2026-01-01 No 4 M Direct
106,061 2021-11-11 2028-01-01 No 4 M Direct
Footnotes
  1. This represents three tranches of options: (i) 38520, vesting in three tranches beginning on January 1, 2016 at $12, (ii) 33620 vesting in three tranches beginning on January 1, 2017 at $13.75, (iii) 31520 vesting in three tranches beginning on January 1, 2018 at $14.65.
  2. The price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.40- $19.89 inclusive. The reporting person undertakes to provide to AMAL, any security holder of AMAL, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price in any of the numbers presented as a weighted average.
  3. The price in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.15-$19.47.
  4. The price in Column 4 is a weighted average price. The shares were sold in multiple tranches at prices ranging from $19.12-$19, inclusive.