Filing Details

Accession Number:
0001181431-11-029782
Form Type:
4
Zero Holdings:
No
Publication Time:
2011-05-16 10:21:56
Reporting Period:
2011-05-10
Filing Date:
2011-05-16
Accepted Time:
2011-05-16 10:21:56
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
915778 Dsp Group Inc DSPG Semiconductors & Related Devices (3674) 942683643
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1511111 Lior Blanka C/O Dsp Group, Inc.
2580 North First Street, Suite 460
San Jose CA 95131
Chief Technology Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2011-05-10 2,537 $5.97 2,537 No 4 M Direct
Common Stock Disposition 2011-05-10 2,537 $8.20 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2011-05-10 10,000 $0.00 2,537 $5.97
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
50,000 2016-02-02 No 4 M Direct
Footnotes
  1. 25% of the stock appreciation rights vested on February 2, 2010. 6.25% of the remaining stock appreciation rights vest each quarter thereafter.
  2. The Stock Appreciation Right grant is subject to a ceiling such that when the fair market value of the Company's common stock is equal to or great than four times the base appreciation amount of the stock appreciation right, the portion of the stock appreciation rights that is vested on such date is automatically exercised on the next trading day and the appreciation amount is paid by the issuance of the respective number of shares of the Company's common stock. Therefore, the number of underlying shares of common stock that may be received upon exercise cannot exceed 3/4 of the number of stock appreciation rights granted.