Filing Details
- Accession Number:
- 0001213900-21-059716
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-15 22:00:11
- Reporting Period:
- 2021-11-11
- Accepted Time:
- 2021-11-15 22:00:11
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1779372 | Heartbeam Inc. | BEAT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1189694 | D Richard Brounstein | C/O Heartbeam, Inc., 2118 Walsh Avenue, Suite 210 Santa Clara, CA 95050 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-11-11 | 19,465 | $4.20 | 82,343 | No | 4 | M | Indirect | See Footnote |
| Common Stock | Acquisiton | 2021-11-11 | 9,732 | $4.20 | 92,075 | No | 4 | M | Indirect | See Footnote |
| Common Stock | Acquisiton | 2021-11-11 | 5,000 | $5.99 | 97,075 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | See Footnote |
| No | 4 | M | Indirect | See Footnote |
| No | 4 | P | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant (right to buy) | Acquisiton | 2021-11-11 | 5,000 | $6.00 | 5,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,000 | 2021-11-11 | 2026-11-11 | No | 4 | A | Direct |
Footnotes
- Represents shares purchased from conversion of convertible note, principal and interest of $81,753.
- The underlying common stock is held by the R and S Brounstein Living Trust, of which the Reporting Person is a Trustee.
- Represents shares purchased from conversion of convertible note, principal and interest of $40,874.
- The underlying common stock is held by CTRLCFO, LLC, of which the Reporting Person is the Manager.
- The underlying warrant granted to the reporting person represents the right to purchase one share of common stock of HeartBeam, Inc.
Billionaire Hedge Funds
