Filing Details
- Accession Number:
- 0001213900-21-059715
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-15 21:59:26
- Reporting Period:
- 2021-11-11
- Accepted Time:
- 2021-11-15 21:59:26
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1779372 | Heartbeam Inc. | BEAT | () | 4 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1453971 | Marga Ortigas-Wedekind | C/O Heartbeam, Inc., 2118 Walsh Avenue, Suite 210 Santa Clara, CA 95050 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-11-11 | 7,824 | $4.20 | 7,824 | No | 4 | M | Indirect | See Footnote |
| Common Stock | Acquisiton | 2021-11-11 | 9,000 | $5.99 | 16,824 | No | 4 | P | Indirect | See Footnote |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Indirect | See Footnote |
| No | 4 | P | Indirect | See Footnote |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant (right to buy) | Acquisiton | 2021-11-11 | 9,000 | $6.00 | 9,000 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 9,000 | 2021-11-11 | 2026-11-11 | No | 4 | A | Indirect |
Footnotes
- Represents shares purchased from conversion of convertible note, principal and interest of $32,861.
- The underlying common stock is held by the Wedekind Living Trust, of which the Reporting Person is the trustee.
- The underlying warrant granted to the reporting person represents the right to purchase one share of common stock of HeartBeam, Inc.
- The underlying warrant is held by the Wedekind Living Trust, of which the Reporting Person is the trustee.
Billionaire Hedge Funds
