Filing Details
- Accession Number:
- 0001209191-21-064479
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-15 16:48:39
- Reporting Period:
- 2021-11-11
- Accepted Time:
- 2021-11-15 16:48:39
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1669811 | Donnelley Financial Solutions Inc. | DFIN | Services-Miscellaneous Business Services (7380) | 344829638 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1847839 | J Eric Johnson | C/O Donnelley Financial Solutions 35 West Wacker Drive Chicago IL 60601 | President, Gic | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-11-11 | 6,450 | $14.15 | 88,293 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-11 | 9,876 | $49.41 | 78,417 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-11 | 6,344 | $50.54 | 72,073 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-11-11 | 6,450 | $0.00 | 6,450 | $14.15 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 6,450 | 2029-03-05 | No | 4 | M | Direct |
Footnotes
- The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $49.01 to $50.01 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
- The reported price represents a weighted average sale price. The range of prices at which common stock was sold was $50.02 to $51.00 per share. The Reporting Person undertakes to provide to the staff, the issuer or a security holder full information regarding the number of shares sold at each separate price.
- Includes 35,772 shares held directly and 36,301 restricted stock units.
- The option vests/ vested in four equal equal annual installments beginning on March 5, 2020.
Billionaire Hedge Funds
