Filing Details

Accession Number:
0001397972-21-000004
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2021-11-15 09:18:10
Reporting Period:
2021-11-11
Accepted Time:
2021-11-15 09:18:10
Original Submission Date:
2021-11-15
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1538716 Oportun Financial Corp OPRT () 4/A
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1397972 Aaron Jonathan Coblentz Oportun Financial Corporation
2 Circle Star Way
San Carlos CA 94070
Cfo & Chief Admin Officer No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-11 1,203 $1.32 62,059 No 4 M Direct
Common Stock Disposition 2021-11-11 1,203 $27.50 60,856 No 4 S Direct
Common Stock Acquisiton 2021-11-12 9,197 $1.32 70,053 No 4 M Direct
Common Stock Disposition 2021-11-12 9,197 $27.50 60,856 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 S Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-11-11 1,203 $0.00 1,203 $1.32
Common Stock Stock Option (Right to Buy) Disposition 2021-11-12 9,197 $0.00 9,197 $1.32
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
102,967 2022-08-01 No 4 M Direct
93,770 2022-08-01 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 120,054 Indirect See footnote.
Footnotes
  1. Stock option exercise and sale effected pursuant to a Rule 10b5-1 trading plan entered into by the Reporting Person on 12/8/2020.
  2. All shares were sold at the same price.
  3. Certain of these shares are held in the Jonathan A. Coblentz Revocable Trust U/A/D 3/31/2017 for which the Reporting Person is the Trustee.
  4. The option is fully vested.