Filing Details

Accession Number:
0001140361-21-037715
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-12 20:00:24
Reporting Period:
2021-11-10
Accepted Time:
2021-11-12 20:00:24
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1718405 Hycroft Mining Holding Corp HYMC () DE
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1257391 Whitebox Advisors Llc 3033 Excelsior Blvd.
Suite 500
Minneapolis MN 55416
No No No No
1650272 Whitebox General Partner Llc 3033 Excelsior Blvd.
Suite 300
Minneapolis MN 55416
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock, $0.0001 Par Value Disposition 2021-11-10 71,375 $1.07 8,671,942 No 4 S Indirect See Footnotes
Class A Common Stock, $0.0001 Par Value Disposition 2021-11-11 81,125 $1.06 8,590,817 No 4 S Indirect See Footnotes
Class A Common Stock, $0.0001 Par Value Disposition 2021-11-12 38,299 $1.04 8,552,518 No 4 S Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
No 4 S Indirect See Footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock, $0.0001 Par Value Warrant Disposition 2021-11-11 125,000 $0.17 125,000 $11.50
Class A Common Stock, $0.0001 Par Value Warrant Disposition 2021-11-12 50,000 $0.15 50,000 $11.50
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
187,252 2020-06-28 2025-05-29 No 4 S Indirect
137,252 2020-06-28 2025-05-29 No 4 S Indirect
Footnotes
  1. These securities are directly owned by certain private investment funds (the "Private Funds") and may be deemed to be beneficially owned by (a) Whitebox Advisors LLC by virtue of its role as the investment manager of the Private Funds, and (b) Whitebox General Partner LLC by virtue of its role as the general partner of the Private Funds.
  2. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and this report shall not be deemed an admission that such Reporting Person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
  3. Each Warrant, also known as a PIPE Warrant (as defined in the Issuer's 8-K12B filed on June 4, 2020 (the "8-K12B")), gives the holder thereof the right to purchase one share of common stock, subject to certain exceptions. The PIPE Warrants have an initial exercise price of $11.50 per share of Class A Common Stock. The PIPE Warrants became exercisable on June 28, 2020 and expire May 29, 2025 or earlier upon their redemption or the liquidation of the Issuer.
  4. Once exercisable, the PIPE Warrants may be redeemed, at a price of $0.01 per warrant, if the last sale price of the Class A Common Stock equals or exceeds $18.00 per share for any 20 trading days within a 30 trading day period ending on the third business day before the notice of redemption is sent to the warrant holders. The foregoing description of the PIPE warrants does not purport to be complete and are subject to and qualified in their entirety by reference to the Warrant Agreement included as Exhibit 4.3 of the Issuer's 8-K12B filed on June 4, 2020, which is incorporated by reference.