Filing Details
- Accession Number:
- 0001771877-21-000006
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-12 19:35:22
- Reporting Period:
- 2021-08-04
- Accepted Time:
- 2021-11-12 19:35:22
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1681717 | First Trust Alternative Opportunities Fund | VFLEX | () | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1771877 | A David Sternberg | 225 W Wacker Drive Suite 2100 Chicago IL 60606 | No | No | No | Yes |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class I Common Shares | Acquisiton | 2021-08-04 | 15 | $27.19 | 4,723 | No | 5 | J | Indirect | HELD BY SPOUSE AND STEP-CHILDREN |
| Class I Common Shares | Acquisiton | 2021-09-01 | 16 | $27.49 | 4,739 | No | 5 | J | Indirect | HELD BY SPOUSE AND STEP-CHILDREN |
| Class I Common Shares | Acquisiton | 2021-10-06 | 16 | $27.78 | 4,755 | No | 5 | J | Indirect | HELD BY SPOUSE AND STEP-CHILDREN |
| Class I Common Shares | Acquisiton | 2021-11-03 | 16 | $27.86 | 4,771 | No | 5 | J | Indirect | HELD BY SPOUSE AND STEP-CHILDREN |
| Class I Common Shares | Acquisiton | 2021-11-10 | 4,584 | $27.90 | 9,355 | No | 4 | P | Indirect | HELD BY SPOUSE AND STEP-CHILDREN |
| Class I Common Shares | Acquisiton | 2021-11-10 | 4,497 | $27.90 | 13,852 | No | 4 | P | Direct | |
| Class A Common Shares | Acquisiton | 2021-09-01 | 0 | $27.57 | 37 | No | 5 | J | Indirect | VFT HOLDINGS LP (FORMERLY VIVALDI HOLDINGS LLC) |
| Class A Common Shares | Acquisiton | 2021-10-06 | 0 | $27.95 | 37 | No | 5 | J | Indirect | VFT HOLDINGS LP (FORMERLY VIVALDI HOLDINGS LLC) |
| Class A Common Shares | Acquisiton | 2021-11-03 | 0 | $28.01 | 37 | No | 5 | J | Indirect | VFT HOLDINGS LP (FORMERLY VIVALDI HOLDINGS LLC) |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 5 | J | Indirect | HELD BY SPOUSE AND STEP-CHILDREN |
| No | 5 | J | Indirect | HELD BY SPOUSE AND STEP-CHILDREN |
| No | 5 | J | Indirect | HELD BY SPOUSE AND STEP-CHILDREN |
| No | 5 | J | Indirect | HELD BY SPOUSE AND STEP-CHILDREN |
| No | 4 | P | Indirect | HELD BY SPOUSE AND STEP-CHILDREN |
| No | 4 | P | Direct | |
| No | 5 | J | Indirect | VFT HOLDINGS LP (FORMERLY VIVALDI HOLDINGS LLC) |
| No | 5 | J | Indirect | VFT HOLDINGS LP (FORMERLY VIVALDI HOLDINGS LLC) |
| No | 5 | J | Indirect | VFT HOLDINGS LP (FORMERLY VIVALDI HOLDINGS LLC) |
Footnotes
- DIVIDEND REINVESTMENT
Billionaire Hedge Funds
