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Filing Details

Accession Number:: 0001844595-21-000010
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-11-12 18:04:28
Reporting Period:: 2021-11-10

Accepted Time:: 2021-11-12 18:04:28
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1422930	Pubmatic Inc.	PUBM	Services-Computer Programming, Data Processing, Etc. (7370)	205863224

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1844595	Michael Zweep Der Van	C/O Pubmatic, Inc. 3 Lagoon Drive, Suite 180 Redwood City CA 94065	Controller	No	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership
Class A Common Stock	Acquisiton	2021-11-10	20,365	$0.00	20,408	No	4	C	Direct
Class A Common Stock	Disposition	2021-11-10	19,865	$40.11	543	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-10	500	$41.07	43	No	4	S	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership
No	4	C	Direct
No	4	S	Direct
No	4	S	Direct

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class B Common Stock	Stock Option (Right to buy Class B Common Stock)	Disposition	2021-11-10	4,167	$0.00	4,167	$5.29
Class B Common Stock	Stock Option (Right to buy Class B Common Stock)	Disposition	2021-11-10	6,198	$0.00	6,198	$2.97
Class B Common Stock	Stock Option (Right to buy Class B Common Stock)	Disposition	2021-11-10	10,000	$0.00	10,000	$2.15
Class A Common Stock	Class B Common Stock	Acquisiton	2021-11-10	20,365	$0.00	20,365	$0.00
Class A Common Stock	Class B Common Stock	Disposition	2021-11-10	20,365	$0.00	20,365	$0.00

Remaning Holdings	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
45,833	2030-10-09	No	4	M	Direct
11,302	2029-09-26	No	4	M	Direct
0	2027-05-01	No	4	M	Direct
70,205		No	4	M	Direct
49,840		No	4	C	Direct

Footnotes

The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $40.00 to $40.98, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 2 to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions in prices ranging from $41.00 to $41.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote 3 to this Form 4.
The options vest as to 1/48 of the total shares on November 1, 2020, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
The options vest as to 1/48 of the total shares on October 1, 2019, and 1/48 of the total shares will vest monthly thereafter, subject to the Reporting Person's provision of service to the Issuer on each vesting date.
The options are fully vested.
Each share of Class B common stock held by the Issuer's executive officers, directors and their respective affiliates will convert automatically into one share of Class A common stock upon any transfer, except for certain permitted transfers.