Filing Details
- Accession Number:
- 0001209191-21-064310
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-12 18:03:03
- Reporting Period:
- 2021-11-09
- Accepted Time:
- 2021-11-12 18:03:03
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1519401 | Regional Management Corp. | RM | Personal Credit Institutions (6141) | 570847115 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1567382 | J. Brian Fisher | C/O Regional Management Corp. 979 Batesville Road, Suite B Greer SC 29651 | Evp, Chief Strat/Dev Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-11-09 | 9,644 | $17.76 | 44,009 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-11-09 | 11,500 | $15.06 | 55,509 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2021-11-09 | 13,143 | $14.75 | 68,652 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2021-11-09 | 20,681 | $60.33 | 47,971 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2021-11-11 | 4,860 | $60.44 | 43,111 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2021-11-12 | 100 | $60.21 | 43,011 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-11-09 | 9,644 | $0.00 | 9,644 | $17.76 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-11-09 | 11,500 | $0.00 | 11,500 | $15.06 |
| Common Stock | Employee Stock Option (right to buy) | Disposition | 2021-11-09 | 13,143 | $0.00 | 13,143 | $14.75 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2016-12-31 | 2024-10-01 | No | 4 | M | Direct |
| 0 | 2025-03-11 | No | 4 | M | Direct | |
| 0 | 2017-12-31 | 2025-04-22 | No | 4 | M | Direct |
Footnotes
- Represents a "net exercise" of outstanding stock options. These shares were withheld by the issuer (1) for the payment of the exercise prices based on the market price of the issuer's common stock at the time of the option exercises on November 9, 2021; and (2) in satisfaction of tax withholding obligations upon the exercise of the stock options. These are non-market transactions.
- Represents the closing market price of the issuer's common stock at the time of the option exercises on November 9, 2021.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $60.01 to $60.91, inclusive. The reporting person undertakes to provide to Regional Management Corp., any security holder of Regional Management Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold and the price at which such shares were sold.
- The option vested and became exercisable in three equal installments on each of December 31, 2015, December 31, 2016, and December 31, 2017. The option is now fully exercisable.
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