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Home > Insider Trading > Filing (0001127602-21-028967)

Filing Details

Accession Number:
0001127602-21-028967
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-12 16:20:01
Reporting Period:
2021-11-10
Accepted Time:
2021-11-12 16:20:01
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1053352 Heritage Commerce Corp HTBK State Commercial Banks (6022) 770469558
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1788876 G. Stephen Heitel 224 Airport Parkway
San Jose CA 95110		 Yes No No No
Reported Non-Derivative Transactions
Show Other Fields >>
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, No Par Value Disposition 2021-11-10 26,992 $12.15 38,187 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, No Par Value 48,308 Indirect Indirect by IRA
Reported Derivative Holdings
Show Other Fields >>
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Heritage Commerce Corp - Common Stock Employee Stock Option (right to buy) $3.98 2019-10-11 2024-01-30 61,750 61,750 Direct
Heritage Commerce Corp - Common Stock Employee Stock Option (right to buy) $4.92 2019-10-11 2025-01-29 61,749 61,749 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2024-01-30 61,750 61,750 Direct
2025-01-29 61,749 61,749 Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $12.1500 to $12.1550, inclusive. The reporting person undertakes to provide to Heritage Commerce Corp, any security holder of Heritage Commerce Corp, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.