Filing Details

Accession Number:
0001140361-21-037652
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-12 16:15:36
Reporting Period:
2021-11-09
Accepted Time:
2021-11-12 16:15:36
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1865494 Io Biotech Inc. IOBT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1602402 Jack Nielsen C/O Io Biotech, Inc.
Ole Maaloes Veh 3
Copenhagen G7 2200
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-09 2,365,545 $0.00 2,365,545 No 4 C Indirect See footnote
Common Stock Acquisiton 2021-11-09 650,000 $14.00 3,015,545 No 4 P Indirect See footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See footnote
No 4 P Indirect See footnote
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series C Preferred Stock Disposition 2021-11-09 188,168 $0.00 2,365,545 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
Footnotes
  1. Upon the closing of the Issuer's initial public offering, each share of Series C Preferred Stock beneficially owned by the reporting person automatically converted, for no additional consideration, into the number of shares of Common Stock reported in Column 7 of Table II. These shares of Series C Preferred Stock had no expiration date.
  2. The securities are held by Vivo Capital Fund IX, L.P. ("Fund IX"). Vivo Capital IX, LLC ("Capital IX") is the general partner of Fund IX. The reporting person is a managing member of Capital IX and may be deemed to share voting and investment power with respect to the shares beneficially owned by Fund IX and disclaims Section 16 beneficial ownership of such securities held by Fund IX, except to the extent of his pecuniary interest therein, if any.