Filing Details
- Accession Number:
- 0001213900-21-058624
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2021-11-12 15:35:41
- Reporting Period:
- 2021-11-11
- Accepted Time:
- 2021-11-12 15:35:41
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1533030 | Cryomass Technologies Inc. | CRYM | Cutlery, Handtools & General Hardware (3420) | 000000000 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1856925 | Christian Noel | 1835 Rue Du Sommet-Trinite Saint-Bruno A8 J3V6E4 | Chief Executive Officer | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2021-11-11 | 250,000 | $0.20 | 6,250,000 | No | 4 | P | Direct | |
| Common Stock | Acquisiton | 2021-11-11 | 760,000 | $0.20 | 7,010,000 | No | 4 | P | Indirect | By Trichome Capital Inc |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct | |
| No | 4 | P | Indirect | By Trichome Capital Inc |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Warrant | Acquisiton | 2021-11-11 | 250,000 | $0.00 | 250,000 | $0.40 |
| Common Stock | Warrant | Acquisiton | 2021-11-11 | 760,000 | $0.00 | 760,000 | $0.40 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 250,000 | 2021-11-10 | 2023-11-10 | No | 4 | P | Direct |
| 1,010,000 | 2021-11-10 | 2023-11-10 | No | 4 | P | Indirect |
Footnotes
- Trichome Capital Inc is a Quebec corporation 100% owned by reporting Person Christian Noel.
- The purchase reflects a Unit purchase, each Unit consisting of (a) 10,000 shares of common stock at a price of $0.20 per share and (b) one common stock purchase warrant exercisable to purchase 10,000 additional shares of common stock of the corporation (each such additional share a "Warrant Share") at an exercise price of $0.40 per Warrant Share. For the purposes of this report no purchase price has been attributed to the warrant.
Billionaire Hedge Funds
