Filing Details

Accession Number:
0001593968-21-002382
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-12 09:35:16
Reporting Period:
2021-11-10
Accepted Time:
2021-11-12 09:35:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1466026 Midland States Bancorp Inc. MSBI State Commercial Banks (6022) 371233196
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1526237 A. Jeffrey Brunoehler 1201 Network Centre Dr.
Effingham IL 62401
Svp Credit - Cco No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-11-10 693 $25.66 24,234 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 20,324 Indirect Jeffrey A Brunoehler Revocable Living Trust
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Option (right to buy) $23.00 2025-11-03 9,576 9,576 Direct
Common Stock Option (right to buy) $21.00 2024-12-02 6,406 6,406 Direct
Common Stock Option (right to buy) $18.00 2024-08-05 10,000 10,000 Direct
Common Stock Option (right to buy) $28.59 2026-11-16 4,475 4,475 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2025-11-03 9,576 9,576 Direct
2024-12-02 6,406 6,406 Direct
2024-08-05 10,000 10,000 Direct
2026-11-16 4,475 4,475 Direct
Footnotes
  1. Reflects a transaction executed pursuant to a Rule 10b5-1 trading plan, a copy of which is on file with the issuer and will be provided to the SEC upon request.
  2. The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.53 - $25.795 inclusive. The reporting person undertakes to provide to Midland States Bancorp, Inc., any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each price within the ranges set forth in this footnote.
  3. These options vest in four equal annual installments beginning one year after the 11/03/2015 date of grant.
  4. These options vest in four equal annual installments beginning one year after the 12/02/2014 date of grant.
  5. Options vested on 12/31/2017.
  6. These options vest in four equal annual installments beginning one year after the 11/16/2016 date of grant.