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Filing Details

Accession Number:: 0001590976-21-000114
Form Type:: 4
Zero Holdings:: No
Publication Time:: 2021-11-10 19:47:13
Reporting Period:: 2021-11-08

Accepted Time:: 2021-11-10 19:47:13
SEC Url:: Form 4 Filing

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1590976	Malibu Boats Inc.	MBUU	Ship & Boat Building & Repairing (3730)	000000000

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1598726	Jr. D. Jackie Springer	5075 Kimberly Way Loudon TN 37774	Chief Executive Officer	Yes	Yes	No	No

Reported Non-Derivative Transactions

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Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Class A Common Stock	Disposition	2021-11-08	1,083	$77.03	83,344	No	4	F	Direct
Class A Common Stock	Disposition	2021-11-08	1,181	$77.03	82,163	No	4	F	Direct
Class A Common Stock	Disposition	2021-11-08	1,449	$77.03	80,714	No	4	F	Direct
Class A Common Stock	Disposition	2021-11-08	1,277	$77.03	79,437	No	4	F	Direct
Class A Common Stock	Disposition	2021-11-08	5,807	$74.88	38,332	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2021-11-08	9,193	$75.54	29,139	No	4	S	Indirect	See footnote
Class A Common Stock	Acquisiton	2021-11-08	5,000	$25.85	84,437	No	4	M	Direct
Class A Common Stock	Disposition	2021-11-08	5,000	$76.00	79,437	No	4	S	Direct
Class A Common Stock	Acquisiton	2021-11-09	15,000	$25.85	94,437	No	4	M	Direct
Class A Common Stock	Disposition	2021-11-09	13,230	$73.76	81,207	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-09	1,770	$74.80	79,437	No	4	S	Direct
Class A Common Stock	Disposition	2021-11-10	14,028	$72.79	15,111	No	4	S	Indirect	See footnote
Class A Common Stock	Disposition	2021-11-10	972	$73.39	14,139	No	4	S	Indirect	See footnote

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	F	Direct
No	4	F	Direct
No	4	F	Direct
No	4	F	Direct
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote
No	4	M	Direct
No	4	S	Direct
No	4	M	Direct
No	4	S	Direct
No	4	S	Direct
No	4	S	Indirect	See footnote
No	4	S	Indirect	See footnote

Reported Derivative Transactions

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Sec. Name	Sec. Type	Acquisiton - Disposition	Date	Amount	Price	Amount - 2	Price - 2
Class A Common Stock	Employee Stock Option (right to buy)	Disposition	2021-11-08	5,000	$0.00	5,000	$25.85
Class A Common Stock	Employee Stock Option (right to buy)	Disposition	2021-11-09	15,000	$0.00	15,000	$25.85

Remaning Holdings	Exercise Date	Expiration Date	Equity Swap Involved	Transaction Form Type	Transaction Code	Nature of Ownership
34,000		2023-06-28	No	4	M	Direct
19,000		2023-06-28	No	4	M	Direct

Footnotes

The shares of the Issuer's Class A Common Stock were withheld for tax withholding purposes in connection with the vesting of 2,750 shares under a restricted stock award granted on November 6, 2017.
As of the filing date hereof, includes 3,000 shares of restricted stock vesting on November 6, 2022, 7,359 shares of restricted stock vesting in two substantially equal annual installments beginning on November 6, 2022, 9,734 shares of restricted stock vesting in three substantially equal annual installments beginning on November 6, 2022 and 14,815 shares of restricted stock vesting in four substantially equal annual installments beginning on November 6, 2022.
The shares of the Issuer's Class A Common Stock were withheld for tax withholding purposes in connection with the vesting of 3,000 shares under a restricted stock award granted on November 1, 2018.
The shares of the Issuer's Class A Common Stock were withheld for tax withholding purposes in connection with the vesting of 3,680 shares under a restricted stock award granted on November 22, 2019.
The shares of the Issuer's Class A Common Stock were withheld for tax withholding purposes in connection with the vesting of 3,245 shares under a restricted stock award granted on November 3, 2020.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.55 to $74.995, inclusive. The reporting person undertakes to provide the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (6), (8), (9), (10), (11), (12) and (13).
The shares of Class A Common Stock are held directly by a limited liability company. The reporting person and his wife each own a 50% membership interest in, and the reporting person is the managing member of, the limited liability company.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.00 to $75.98, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $75.75 to $76.31, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.35 to $74.28, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $74.46 to $75.14, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $72.21 to $73.21, inclusive.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $73.22 to $73.72, inclusive.
The initial options to purchase 52,000 shares vest in four equal installments beginning on June 29, 2018. As of the filing date hereof, options to purchase 52,000 shares had fully vested and 33,000 options forthose shares have been exercised, including the exercise of options shown above.