Filing Details

Accession Number:
0001061434-21-000009
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-10 17:34:19
Reporting Period:
2021-11-01
Accepted Time:
2021-11-10 17:34:19
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1380846 Tristate Capital Holdings Inc. TSC () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1061434 F James Getz One Oxford Centre
301 Grant Street, Suite 2700
Pittsburgh PA 15219
Chairman, President And Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2021-11-01 3,586 $30.05 141,922 No 4 S Indirect By Stephens Inc. FBO James F. Getz Individual Retirement Account
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Indirect By Stephens Inc. FBO James F. Getz Individual Retirement Account
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 347,173 Indirect By Getz Enterprises, L.P.
Common Stock 418,197 Direct
Common Stock 549,210 Direct
Footnotes
  1. The shares were sold by the Reporting Person's IRA, which has as its sole assets shares of the Company, to provide the IRA with liquid assets sufficient to fund mandatory distributions required to be made to the Reporting Person by the IRA under applicable tax laws.
  2. The Reporting Person is the beneficiary of this account.
  3. The Reporting Person is the general partner of this entity.
  4. Owned by the Reporting Person individually.
  5. Shares held jointly by the Reporting Person and spouse.