Filing Details

Accession Number:
0001225208-21-013766
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-10 17:15:37
Reporting Period:
2021-11-10
Accepted Time:
2021-11-10 17:15:37
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1383312 Broadridge Financial Solutions Inc. BR Services-Business Services, Nec (7389) 331151291
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1663476 S Michael Tae 5 Dakota Drive
Lake Success NY 11042
Corporate Vp, Cto, Ics No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-10 23,437 $81.10 30,701 No 4 M Direct
Common Stock Acquisiton 2021-11-10 6,267 $93.88 36,968 No 4 M Direct
Common Stock Acquisiton 2021-11-10 4,361 $98.31 41,329 No 4 M Direct
Common Stock Acquisiton 2021-11-10 2,244 $117.34 43,573 No 4 M Direct
Common Stock Disposition 2021-11-10 2,065 $178.53 41,508 No 4 S Direct
Common Stock Disposition 2021-11-10 2,563 $178.53 38,945 No 4 S Direct
Common Stock Disposition 2021-11-10 3,904 $178.53 35,041 No 4 S Direct
Common Stock Disposition 2021-11-10 5,574 $178.53 29,467 No 4 S Direct
Common Stock Disposition 2021-11-10 20,450 $178.53 9,017 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Option (Right to Buy) Disposition 2021-11-10 2,244 $0.00 2,244 $117.34
Common Stock Stock Option (Right to Buy) Disposition 2021-11-10 4,361 $0.00 4,361 $98.31
Common Stock Stock Option (Right to Buy) Disposition 2021-11-10 6,267 $0.00 6,267 $93.88
Common Stock Stock Option (Right to Buy) Disposition 2021-11-10 23,437 $0.00 23,437 $81.10
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
6,732 2021-02-04 2030-02-04 No 4 M Direct
4,361 2020-02-11 2029-02-11 No 4 M Direct
2,090 2019-02-12 2028-02-12 No 4 M Direct
0 2021-10-01 2027-10-02 No 4 M Direct
Footnotes
  1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $178.215 - $179.835, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.