Filing Details

Accession Number:
0001127602-21-028776
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-10 10:58:00
Reporting Period:
2021-11-09
Accepted Time:
2021-11-10 10:58:00
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1041061 Yum Brands Inc YUM Retail-Eating Places (5812) 133951308
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1762328 Anthony Lowings 1441Gardiner Lane
Louisville KY 40213
Ceo-Kfc Division No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-09 10,468 $45.88 52,078 No 4 M Direct
Common Stock Disposition 2021-11-09 3,806 $126.22 48,272 No 4 D Direct
Common Stock Disposition 2021-11-09 6,662 $126.54 41,610 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 D Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Stock Appreciation Right Disposition 2021-11-09 10,468 $0.00 10,468 $45.88
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2013-02-08 2022-02-08 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 863 Indirect 401(k) Plan
Common Stock 3,750 Indirect Insurance Linked Non Diversified Equity Fund
Footnotes
  1. Pursuant to 10b5-1 Plan