Filing Details

Accession Number:
0001209191-21-063770
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-09 20:28:04
Reporting Period:
2021-11-08
Accepted Time:
2021-11-09 20:28:04
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1699838 Confluent Inc. CFLT () 4
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1375800 Jonathan Chadwick C/O Confluent, Inc.
899 W. Evelyn Avenue
Mountain View CA 94041
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Class A Common Stock Acquisiton 2021-11-08 16,625 $0.00 16,625 No 4 C Direct
Class A Common Stock Disposition 2021-11-08 200 $84.97 16,425 No 4 S Direct
Class A Common Stock Disposition 2021-11-08 1,900 $86.29 14,525 No 4 S Direct
Class A Common Stock Disposition 2021-11-08 3,379 $87.36 11,146 No 4 S Direct
Class A Common Stock Disposition 2021-11-08 9,146 $88.14 2,000 No 4 S Direct
Class A Common Stock Disposition 2021-11-08 1,000 $89.25 1,000 No 4 S Direct
Class A Common Stock Disposition 2021-11-08 1,000 $90.16 0 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Class A Common Stock Class B Common Stock Disposition 2021-11-08 16,625 $0.00 16,625 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
648,375 No 4 C Direct
Footnotes
  1. Each share of Class B Common Stock held by the Reporting Person will automatically convert into one share of Class A Common Stock upon the sale or transfer of such share of Class B Common Stock, subject to certain exceptions, and in certain other circumstances described in the Issuer's amended and restated certificate of incorporation. Each share of Class B Common Stock is also convertible at any time at the option of the Reporting Person into one share of Class A Common Stock.
  2. Shares sold pursuant to a 10b5-1 trading plan.
  3. The shares were sold at prices ranging from $84.68 to $85.27. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. The shares were sold at prices ranging from $85.74 to $86.73. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  5. The shares were sold at prices ranging from $86.80 to $87.73. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  6. The shares were sold at prices ranging from $87.81 to $88.79. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  7. The shares were sold at prices ranging from $88.85 to $89.77. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  8. The shares were sold at prices ranging from $89.86 to $90.72. The reporting person will provide to the SEC, the issuer or security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.