Filing Details

Accession Number:
0001628280-21-022643
Form Type:
4
Zero Holdings:
No
Publication Time:
2021-11-09 19:09:16
Reporting Period:
2021-11-05
Accepted Time:
2021-11-09 19:09:16
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1806201 Open Lending Corp LPRO Personal Credit Institutions (6141) 823008583
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1814566 M. Ross Jessup C/O Open Lending Corporation,
1501 S. Mopac Expressway, Suite 450
Austin TX 78746
See Remarks Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2021-11-05 6,889 $0.00 3,543,978 No 4 M Direct
Common Stock Disposition 2021-11-05 2,033 $33.94 3,541,945 No 4 F Direct
Common Stock Disposition 2021-11-05 5,250 $35.05 3,536,695 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Restricted Stock Units Disposition 2021-11-05 6,889 $0.00 6,889 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
20,668 No 4 M Direct
Footnotes
  1. Reflects restricted stock units that upon vesting converted into shares of LPRO common stock.
  2. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 13, 2021.
  3. The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $35.00 to $35.18, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
  4. Each restricted stock unit represents a contingent right to receive one share of LPRO common stock.
  5. These restricted stock units vested on November 5, 2021.